Home
Areas of Practice
Investors
Fraud
Financial Advisor Negligence
Breach of Fiduciary Duty
Violation of the “Best Interest Rule” (“REGBI”)
Unsuitable Investments
Failure to Supervise
Recommendations to Hold
Securities Private Placements
High Yield Bonds/”Junk Bonds”
Non-Traded REIT Fraud
Variable Annuity Fraud
“Reverse Churning” of Fee Based Accounts
Inverse and Leveraged ETF Fraud
Alternative Mutual Fund Fraud
Signs you may have a Securities Claim
Types of Remedies/Damages
Registered Representatives
U-4/U-5 Expungement
Changing Firms
Regulatory Investigations
Investor Disputes
Breach of Contract/Promissory Notes/Non-Competes
Broker/Dealers & Investment Advisors Firms
Commercial Litigation
Trade Secret & Restrictive Covenant Counsel
About Us
Resources
Case Results
Award and settlements totaling nearly $14 million dollars on behalf of a defrauded Merrill client.
$6.8 Million Recovery Against Morgan Stanley & Frank Venable
$1.48 Million Recovery Against First Allied Securities & Larry Boggs
$800,000 Finra Arbitration Award
Investigations
Blog
Contact Us
Services
Home
Services
Contact
Prosser, Clapper & Johnson Law 5865 Ridgeway Center Parkway, Suite 300 Memphis, Tennessee 38120
901-820-4433
np@prosserlaw.com
Follow Us
Linkedin
